This is just the beginning! Our collection holds over 300 years of history, including rare newspapers, obituaries, marriage records, birth records, and so much more—most of which you won’t find anywhere else!
SEC Punishes Merrill Lynch Executives for Inside Information
The SEC settled with Merrill Lynch and ten executives over disclosing inside information to major investors. The firm did not admit wrongdoing and agreed to penalties while certain New York and West Coast offices faced temporary suspensions. Pre-hearing conferences involve fourteen mutual funds and large investors linked to the June 1966 disclosures.
MENTIONED IN THIS ARTICLE
Washington
Securities and Exchange Commission
Merrill Lynch
Pierce, Fenner and
Smith
SEC
New York City
Douglas Aircraft Co
New York
West Coast