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Newspaper
News
Location
Frederick, Maryland, United States of America
Date
Aug 12, 1968
Page
2
Fortune magazine reports that 35 firms about 5 percent of the total were under special restrictions to prevent overload that impaired Pickard. The piece notes broken records in stock deliveries and warns a bear market could trigger purchaser reneging and long litigation amid chaotic paperwork.
The AP reports record-keeping problems threaten brokers with near chaos. The Mates Investment Fund faced a flood of orders, forcing refusal and requiring reconstruction of its books. SEC charged Pickard & Co. officers for illegal record-keeping as the NYSE barred two senior executives, with more actions likely.
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